NYSERegulation.com Disciplinary Actions News Releaseshttp://www.nyse.com/press/4.html?sa_campaign=/rss/regulationreleases/NYSERegulation.comDisciplinaryActionsNewsReleasesNYSE Euronexten-usCopyright NYSE Euronext.All Rights Reserved.Mon, 13 May 2013 10:21:54 -0400 Mon, 13 May 2013 10:21:54 -0400 DisciplinaryActions NYSE 20 NYSE.com Press Release http://www.nyse.com/images/press/ny7020g2.gif http://www.nyse.com/press/4.html?sa_campaign=/rss/regulationreleases/NYSERegulation.comDisciplinaryActionsNewsReleases76 36 KV Pharmaceutical Co., (NYSE: KV.B), states that its policy is not to comment on unusual market activity or rumorshttp://feedproxy.google.com/~r/NyseregulationcomDisciplinaryActionsNewsReleases/~3/gGoi0lJooxw/1279274951415.html<img src="http://feeds.feedburner.com/~r/NyseregulationcomDisciplinaryActionsNewsReleases/~4/gGoi0lJooxw" height="1" width="1"/>Fri, 16 Jul 2010 12:00:00 -0400http://www.nyse.com/press/1279274951415.htmlhttp://www.nyse.com/press/1279274951415.htmlL-1 Identity Solutions Inc. (NYSE: ID), states that its policy is not to comment on unusual market activity or rumorshttp://feedproxy.google.com/~r/NyseregulationcomDisciplinaryActionsNewsReleases/~3/faXfC1JgIYA/1279188792884.html<img src="http://feeds.feedburner.com/~r/NyseregulationcomDisciplinaryActionsNewsReleases/~4/faXfC1JgIYA" height="1" width="1"/>Thu, 15 Jul 2010 12:00:00 -0400http://www.nyse.com/press/1279188792884.htmlhttp://www.nyse.com/press/1279188792884.htmlNYSE Regulation Announces Disciplinary Actions for June 2010http://feedproxy.google.com/~r/NyseregulationcomDisciplinaryActionsNewsReleases/~3/TcWu4c8b_bI/1275991955096.html<img src="http://feeds.feedburner.com/~r/NyseregulationcomDisciplinaryActionsNewsReleases/~4/TcWu4c8b_bI" height="1" width="1"/>Wed, 09 Jun 2010 12:00:00 -0400http://www.nyse.com/press/1275991955096.htmlhttp://www.nyse.com/press/1275991955096.htmlNYSE Regulation Announces Disciplinary Actions for May 2010http://feedproxy.google.com/~r/NyseregulationcomDisciplinaryActionsNewsReleases/~3/Z-t59kfF3Gs/1273571891597.html<img src="http://feeds.feedburner.com/~r/NyseregulationcomDisciplinaryActionsNewsReleases/~4/Z-t59kfF3Gs" height="1" width="1"/>Tue, 11 May 2010 12:00:00 -0400http://www.nyse.com/press/1273571891597.htmlhttp://www.nyse.com/press/1273571891597.htmlNYSE Regulation Announces Disciplinary Actions for April 2010http://feedproxy.google.com/~r/NyseregulationcomDisciplinaryActionsNewsReleases/~3/dmgtDc0Fq3s/1270635320978.html<img src="http://feeds.feedburner.com/~r/NyseregulationcomDisciplinaryActionsNewsReleases/~4/dmgtDc0Fq3s" height="1" width="1"/>Wed, 07 Apr 2010 12:00:00 -0400http://www.nyse.com/press/1270635320978.htmlhttp://www.nyse.com/press/1270635320978.htmlNYSE Regulation Announces Disciplinary Actions for March 2010http://feedproxy.google.com/~r/NyseregulationcomDisciplinaryActionsNewsReleases/~3/5Pn3Dad7kEM/1268131735824.html<img src="http://feeds.feedburner.com/~r/NyseregulationcomDisciplinaryActionsNewsReleases/~4/5Pn3Dad7kEM" height="1" width="1"/>Tue, 09 Mar 2010 12:00:00 -0500http://www.nyse.com/press/1268131735824.htmlhttp://www.nyse.com/press/1268131735824.htmlThermo Fisher Scientific Inc. (TMO) states that their policy is not to comment on unusual market activityhttp://feedproxy.google.com/~r/NyseregulationcomDisciplinaryActionsNewsReleases/~3/LRKwEjpXfgc/1266836125104.html<img src="http://feeds.feedburner.com/~r/NyseregulationcomDisciplinaryActionsNewsReleases/~4/LRKwEjpXfgc" height="1" width="1"/>Mon, 22 Feb 2010 12:00:00 -0500http://www.nyse.com/press/1266836125104.htmlhttp://www.nyse.com/press/1266836125104.htmlNYSE Regulation Announces Monthly Disciplinary Actions for January 2010http://feedproxy.google.com/~r/NyseregulationcomDisciplinaryActionsNewsReleases/~3/gjP9KFAeXVM/1263294958483.html<img src="http://feeds.feedburner.com/~r/NyseregulationcomDisciplinaryActionsNewsReleases/~4/gjP9KFAeXVM" height="1" width="1"/>Wed, 13 Jan 2010 12:00:00 -0500http://www.nyse.com/press/1263294958483.htmlhttp://www.nyse.com/press/1263294958483.htmlNYSE Regulation Announces Disciplinary Actions for December 2009http://feedproxy.google.com/~r/NyseregulationcomDisciplinaryActionsNewsReleases/~3/Ze6sYt-Xn5A/1260269915709.html<img src="http://feeds.feedburner.com/~r/NyseregulationcomDisciplinaryActionsNewsReleases/~4/Ze6sYt-Xn5A" height="1" width="1"/>Wed, 09 Dec 2009 12:00:00 -0500http://www.nyse.com/press/1260269915709.htmlhttp://www.nyse.com/press/1260269915709.htmlNYSE Regulation Announces Disciplinary Actions for November 2009http://feedproxy.google.com/~r/NyseregulationcomDisciplinaryActionsNewsReleases/~3/Wcd1zp1PlgM/1257851831603.html<img src="http://feeds.feedburner.com/~r/NyseregulationcomDisciplinaryActionsNewsReleases/~4/Wcd1zp1PlgM" height="1" width="1"/>Wed, 11 Nov 2009 12:00:00 -0500http://www.nyse.com/press/1257851831603.htmlhttp://www.nyse.com/press/1257851831603.htmlNYSE Regulation Announces Disciplinary Actions for October 2009http://feedproxy.google.com/~r/NyseregulationcomDisciplinaryActionsNewsReleases/~3/1QXch0cAxAk/1254909848197.html<img src="http://feeds.feedburner.com/~r/NyseregulationcomDisciplinaryActionsNewsReleases/~4/1QXch0cAxAk" height="1" width="1"/>Wed, 07 Oct 2009 12:00:00 -0400http://www.nyse.com/press/1254909848197.htmlhttp://www.nyse.com/press/1254909848197.htmlNYSE Regulation Announces Disciplinary Actions for September 2009http://feedproxy.google.com/~r/NyseregulationcomDisciplinaryActionsNewsReleases/~3/lVaOEyTeLR4/1252663868950.html<img src="http://feeds.feedburner.com/~r/NyseregulationcomDisciplinaryActionsNewsReleases/~4/lVaOEyTeLR4" height="1" width="1"/>Fri, 11 Sep 2009 12:00:00 -0400http://www.nyse.com/press/1252663868950.htmlhttp://www.nyse.com/press/1252663868950.htmlMonthly Disciplinary Actions for August 2009http://feedproxy.google.com/~r/NyseregulationcomDisciplinaryActionsNewsReleases/~3/mvYwlKSAYK4/1249985072525.html<img src="http://feeds.feedburner.com/~r/NyseregulationcomDisciplinaryActionsNewsReleases/~4/mvYwlKSAYK4" height="1" width="1"/>Wed, 12 Aug 2009 12:00:00 -0400http://www.nyse.com/press/1249985072525.htmlhttp://www.nyse.com/press/1249985072525.htmlSteven Moses Hazan and Hazan Capital Management, L.L.C. Settle Enforcement Actions Involving Violations of Regulation SHO Short Sale Ruleshttp://feedproxy.google.com/~r/NyseregulationcomDisciplinaryActionsNewsReleases/~3/FbwX8RyK7nQ/1249380496048.html<img src="http://feeds.feedburner.com/~r/NyseregulationcomDisciplinaryActionsNewsReleases/~4/FbwX8RyK7nQ" height="1" width="1"/>Wed, 05 Aug 2009 12:00:00 -0400http://www.nyse.com/press/1249380496048.htmlhttp://www.nyse.com/press/1249380496048.htmlMonthly Disciplinary Actions for Julyhttp://feedproxy.google.com/~r/NyseregulationcomDisciplinaryActionsNewsReleases/~3/7TO-KqN2qAw/1246962735391.html<img src="http://feeds.feedburner.com/~r/NyseregulationcomDisciplinaryActionsNewsReleases/~4/7TO-KqN2qAw" height="1" width="1"/>Wed, 08 Jul 2009 12:00:00 -0400http://www.nyse.com/press/1246962735391.htmlhttp://www.nyse.com/press/1246962735391.htmlMonthly Disciplinary Actions for Junehttp://feedproxy.google.com/~r/NyseregulationcomDisciplinaryActionsNewsReleases/~3/07kLePmIbE0/1244628774705.html<img src="http://feeds.feedburner.com/~r/NyseregulationcomDisciplinaryActionsNewsReleases/~4/07kLePmIbE0" height="1" width="1"/>Wed, 10 Jun 2009 12:00:00 -0400http://www.nyse.com/press/1244628774705.htmlhttp://www.nyse.com/press/1244628774705.htmlMonthly Disciplinary Actions for Mayhttp://feedproxy.google.com/~r/NyseregulationcomDisciplinaryActionsNewsReleases/~3/ELOvU3WuAGI/1242122798482.html<img src="http://feeds.feedburner.com/~r/NyseregulationcomDisciplinaryActionsNewsReleases/~4/ELOvU3WuAGI" height="1" width="1"/>Wed, 13 May 2009 12:00:00 -0400http://www.nyse.com/press/1242122798482.htmlhttp://www.nyse.com/press/1242122798482.htmlMonthly Disciplinary Actions for Aprilhttp://feedproxy.google.com/~r/NyseregulationcomDisciplinaryActionsNewsReleases/~3/Cq6KibTOIUU/1239185497626.html<img src="http://feeds.feedburner.com/~r/NyseregulationcomDisciplinaryActionsNewsReleases/~4/Cq6KibTOIUU" height="1" width="1"/>Wed, 08 Apr 2009 12:00:00 -0400http://www.nyse.com/press/1239185497626.htmlhttp://www.nyse.com/press/1239185497626.htmlMonthly Disciplinary Actions for Marchhttp://feedproxy.google.com/~r/NyseregulationcomDisciplinaryActionsNewsReleases/~3/rBm8KxZtuKQ/1236766482920.html<img src="http://feeds.feedburner.com/~r/NyseregulationcomDisciplinaryActionsNewsReleases/~4/rBm8KxZtuKQ" height="1" width="1"/>Wed, 11 Mar 2009 12:00:00 -0400http://www.nyse.com/press/1236766482920.htmlhttp://www.nyse.com/press/1236766482920.htmlMonthly Disciplinary Actions for Februaryhttp://feedproxy.google.com/~r/NyseregulationcomDisciplinaryActionsNewsReleases/~3/Ou-DEhoELTU/1234523934051.html<img src="http://feeds.feedburner.com/~r/NyseregulationcomDisciplinaryActionsNewsReleases/~4/Ou-DEhoELTU" height="1" width="1"/>Fri, 13 Feb 2009 12:00:00 -0500http://www.nyse.com/press/1234523934051.htmlhttp://www.nyse.com/press/1234523934051.html